Anti-Corruption
The Republican Stock Exchange
“Toshkent” JSC maintains a zero-tolerance approach to corruption in any form or
manifestation. The Exchange conducts its activities in accordance with the
principles of legality, integrity, openness, and transparency.
If you become aware of corruption-related offenses, conflicts of interest,
or any other unlawful actions committed by the Exchange’s employees, or if you
wish to report circumstances that may give rise to corruption risks, you may
contact the Exchange through the following communication channels.
How to Submit a Report
By e-mail:
compliance@uzse.uz
info@uzse.uz
By telephone:
+998 55 510-03-00 (extension:
310)
+998 55 500-99-95
Reports may also be submitted through other communication channels
available on the Exchange’s official website.
Procedure for Reviewing Reports
Reports concerning corruption-related offenses and other violations of the
law are accepted and reviewed in accordance with the legislation of the
Republic of Uzbekistan and the Exchange’s internal regulations.
Important Notice
Anonymous reports do not allow the Exchange to establish communication with
the reporting person. Therefore, the Exchange may be unable to request
additional information required for a comprehensive review of the report or to
provide feedback on the outcome of its consideration.
Reports Accepted for Review
· The Exchange accepts reports
and applications from individuals and legal entities regarding:
· corruption-related offenses
committed by the Exchange’s employees;
· conflicts of interest arising
in the performance of the Exchange employees’ official duties;
· other anti-corruption matters
provided for by the legislation of the Republic of Uzbekistan.
· Confidentiality Assurance
The confidentiality of the reporting person’s identity and the information provided is guaranteed in accordance with the legislation of the Republic of Uzbekistan and the Exchange’s internal regulations.
Compliance
with International Standards
The Republican Stock Exchange “Toshkent” JSC places
particular emphasis on enhancing its management systems in line with
international standards, preventing corruption risks, and continuously
improving the quality of its services.
The Exchange has implemented management systems that
comply with internationally recognized standards. Their compliance has been
verified by an independent certification body.
ISO37001:2016 — Anti-Bribery Management System
Certificate
issued on: 26 January
2024
This international standard establishes requirements for implementing a management system aimed at identifying, assessing, and preventing bribery and corruption risks. The certification confirms that the Exchange’s Anti-Bribery Management System complies with the requirements of the ISO 37001:2016 international standard.
ISO 9001:2015— Quality Management System
Certificate
issued on: 19 December
2023
This international standard establishes requirements for implementing a Quality Management System aimed at improving business processes, enhancing the quality of services, and effectively meeting the needs and expectations of clients and market participant
The legislative and regulatory legal acts on combating corruption and antimonopoly regulation.
The Law of the Republic of Uzbekistan dated July 7, 2008. №ЗРУ-158 «ON THE ACCESSION OF THE REPUBLIC OF UZBEKISTAN TO THE UNITED NATIONS CONVENTION AGAINST CORRUPTION (NEW YORK, OCTOBER 31, 2003)»;
The Law of the Republic of Uzbekistan dated January 3, 2017, No. ЗРУ-419 «ON COMBATING CORRUPTION»;
The Law of the Republic of Uzbekistan dated April 22, 2021, No. ЗРУ-684 «ОN PUBLIC PROCUREMENT»;
The Law of the Republic of Uzbekistan dated September 11, 2017, No. ЗРУ-445 «ON THE APPEALS OF INDIVIDUALS AND LEGAL ENTITIES»;
The Decree of the President of the Republic of Uzbekistan dated June 29, 2020, No. УП-6013. «ON ADDITIONAL MEASURES ON IMPROVEMENT OF THE ANTI-CORRUPTION SYSTEM IN THE REPUBLIC OF UZBEKISTAN»;
The Decree of the President of the Republic of Uzbekistan dated May 27, 2019, No. УП-5729. «On measures to further improve the anti-corruption system in the Republic of Uzbekistan»;
The Decree of the President of the Republic of Uzbekistan dated January 12, 2022, No. ПП-81 «On measures to implement a system of rating evaluation of the effectiveness of work on countering corruption»;
The Decree of the President of the Republic of Uzbekistan dated November 27, 2023, No. УП-200 «On measures for further improving the system of countering corruption and increasing the effectiveness of the system of public control over the activities of state bodies and organizations»;
The Law of the Republic of Uzbekistan dated July 3, 2023, No. ЗРУ-850 «On Competition»;
The Decree of the President of the Republic of Uzbekistan dated July 6, 2020, No. УП-6018 «On additional measures for further development of the competitive environment and reduction of state participation in the economy»;
The Resolution of the Cabinet of Ministers of the Republic of Uzbekistan dated March 2, 2021, No. 114 «On measures to implement the antimonopoly compliance system».
Internal documents of JSC RSE «Toshkent»
| DOCUMENT NAME | DATE | ACTION |
|---|---|---|
The anti-corruption policy of JSC RSE «Toshkent» is part of the exchange`s risk management and internal control system, aimed at preventing and combating corrupt activities within the exchange`s operations; | — | Download |
The Code of Corporate Conduct and Professional Ethics of RSE «Toshkent» reflects the values of the exchange, its mission, and culture, which are followed by Exchange Employees, declaring to business partners their commitment to the principles of business ethics and compliance with regulatory standards; | — | Download |
The policy for resolving conflicts of interest of JSC RSE «Tashkent» is aimed at establishing a procedure for identifying and resolving conflicts of interest that arise among Exchange Employees, limiting the influence of private interests, personal interest in the performance of their work duties; | — | Download |
The Policy on Notification of Violations of RSE «Toshkent» is aimed at preventing, detecting, stopping, and minimizing the consequences of violations and abuses among Exchange Employees, enhancing the level of corporate culture, behavior norms among Employees, and their relationships with each other; | — | Download |
The Regulation on the Receipt and Processing of Messages Received through Communication Channels for Informing about Corrupt Activities in RSE «Toshkent» defines the basic principles of working with incoming reports on corrupt behaviors committed by Exchange Employees, with the aim of identifying, stopping, and minimizing the consequences of violations and abuses among Exchange Employees; | — | Download |
The Regulation «On the Committee on Combating Corruption at the Supervisory Board of RSE «Toshkent» is an advisory body to the Exchange`s Supervisory Board responsible for determining priority areas and implementing tasks in the field of combating corruption at the Exchange; | — | Download |
The Regulation «On the Implementation of the Antimonopoly Compliance System and the Procedure for Its Operation» defines the procedure for implementing, functioning, and monitoring the antimonopoly compliance system at the Exchange. | — | Download |