Ensuring control over admission to the trading system of exchange members and their traders, using a special module of the trading system (accounting for the tolerances of brokerage offices and registration of certificates of EDS traders).
Control over the accounting of the presence of employees in a brokerage office with a certificate of a securities market specialist in accordance with the law.
Ensuring the control of the availability of a license to operate as an investment intermediary in the implementation of brokerage and dealer activities and also depository operations by members of the exchange.
Ensuring control over the validity period of a license as an investment intermediary issued by an authorized state body.
