Head of the department: Azimova Guldona Aripjanona
Ensuring control over admission to the trading system of exchange members and their traders, using a special module of the trading system (accounting for the tolerances of brokerage offices and registration of certificates of EDS traders).
Control over the accounting of the presence of employees in a brokerage office with a certificate of a securities market specialist in accordance with the law.
Ensuring the control of the availability of a license to operate as an investment intermediary in the implementation of brokerage and dealer activities and also depository operations by members of the exchange.
Ensuring control over the validity period of a license as an investment intermediary issued by an authorized state body.
Ensuring the control of the availability of the certificate of a specialist of the securities market from traders of members of the Exchange, issued by an authorized state body.
Ensuring control over the process of training traders of Exchange members for the implementation or proper work in the electronic trading system, as well as the availability of a qualification certificate for admission to the trading system of the Exchange.
Providing the process of issuing a password for entering the trading system by the traders of the members of the exchange.
Timely disconnection from the trading system, in connection with the expiration of the license as an investment intermediary; The power of attorney of the Exchange Member's trader for the right to perform transactions with securities on the Exchange's trading floors; A qualification certificate issued by an authorized state body; Qualification certificate for admission to the trading system of the Exchange.
Timely bringing to the attention of the chief broker information on the termination of the powers of the Exchange members' traders.
Phone number: +998 71 267-11-93
Republican stock exchange «Toshkent»
Republican Stock Exchange, 1994 - 2017. All rights for information and the analytical materials posted on the website are protected according to the legislation of the Republic of Uzbekistan. Reproduction, distribution or any other use of information posted on the website is allowed only from the prior written consent of the Exchange.